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https://environmentagency.blog.gov.uk/2024/10/30/how-the-ea-uses-its-enforcement-powers-to-hold-water-companies-to-account/

How the EA uses its enforcement powers to hold water companies to account

Posted by: , Posted on: - Categories: Environment Agency, Fisheries and biodiversity, Regulated industry, Water

Since 2015, we have successfully concluded 63 prosecutions against water and sewerage companies for pollution offences securing fines of over £151 million. The most recent of these include a £2 million fine for Severn Trent Water after allowing huge amounts of raw sewage to pollute the River Trent in Staffordshire.

Last summer, Thames Water was fined £3.3m for polluting two rivers near Gatwick Airport with sewage, killing several thousand fish, and misrepresenting to Environment Agency investigators about the cause of the pollution. This case also featured on BBC’s Defenders programme.

Some dead fish recovered from the Thames Water incident

While we will take water companies to court where necessary, prosecutions aren’t the only way we hold water companies to account for causing environmental harm.

Our Water Industry Regulation Transformation Programme was launched in June 2023. It is transforming the way we regulate the water industry to uncover more non-compliance and drive better performance. This means we’ll identify more offences and take appropriate enforcement action.

There isn’t a one size fits all approach when it comes to enforcement. Our response is proportionate.

Civil sanctions

We have available a range of civil sanctions including enforcement undertakings and Variable Monetary Penalties which can be used as an alternative to prosecution.

Variable Monetary Penalties

For more serious offences, we can use Variable Monetary Penalties (VMPs), which have been unlimited since December 2023. Although fines handed out by the courts through prosecutions are unlimited, these can be a lengthy and costly process. Using VMPs imposed directly by the EA rather than the courts can offer a quicker method of enforcement.

Enforcement undertakings

Another option we can use to secure compliance, restore and improve the affected environment, compensate impacted third parties and prevent further offending is by enforcement undertakings. This is where a voluntary offer is made by companies or individuals to make amends for their offending, and usually includes a payment to an environmental charity to carry out environmental improvements in the local area. We will only consider accepting an enforcement undertaking if:

  • It is not in the public interest to prosecute.
  • The offer itself addresses the cause and effect of the offending.
  • The offer protects, restores or enhances the natural capital of England.

Since 2014 we have successfully used enforcement undertakings for offending by water companies to contribute over £15million for environmental projects to restore and enhance the environment.

In November 2023 Yorkshire Water paid a record £1million to charities after polluting the Hookstone Beck in Harrogate – it was the largest we’d ever accepted.

Pollution in Hookstone Beck

It paid £500,000 to Yorkshire Wildlife Trust and £500,000 to Yorkshire Dales Rivers Trust. It also completed a significant £1.85million sewer network upgrade in the area as part of the enforcement terms.

While they are not appropriate in every case, using enforcement undertakings avoids lengthy court cases, holds the water company to account and prevents future environmental harm.

Why do cases take so long to get to court?

Criminal prosecutions can be lengthy. Some cases in court this year relate to offences dating back as far as 2018.

There are many reasons why cases take a long time to get to court. The impact of Covid and the subsequent closure of the courts lead to a backlog of cases. The most challenging and difficult cases are the ones in court for prosecution, so gathering evidence and the level of complex analysis that is required takes time and expertise.

Water companies also have a role to play and their level of co-operation in providing timely information and data during a criminal investigation can lengthen the time taken even further.

The future of enforcement

Over the next three years, £15.8 million will be prioritised for water company enforcement. With both an increase in funding and additional funding from water

company charges, we are bringing in an additional legal team, hundreds of additional staff and are already significantly increasing water company inspections, up to 10,000 inspections a year by March 2026. As a result, there will be a rise in enforcement action and a quicker, more efficient response to water company offences and environmental harm. However, there won’t be an overnight increase in enforcement action as transformation takes time while we embed new ways of working, increase inspections, recruit and train our staff.

Our Water Industry Regulation Transformation Programme is giving us more resources to implement the current powers we have. The Water Special Measures Bill will also give us more powers to protect water quality and quantity, to better hold water companies to account and ensure the polluter pays. It will enable us to speed up our enforcement response and close the justice gap for both water quality and water resources offending by imposing faster and more predictable civil penalties for the less serious level of offending. More serious cases will still take necessary time.

It is likely we will see greater use of enforcement powers such as automatic penalties, VMPs and prosecutions for the most serious offences.

In March this year we also launched a whistleblowing portal that allows water industry workers to confidentially report potential environmental wrongdoing by companies regulated by the Environment Agency. This intelligence will be used in our regulatory role to prevent, guide, or enforce where environmental harm is happening. Whistleblowing: reporting serious wrongdoing to the Environment Agency - GOV.UK

Enforcement alone is not our long-term solution. We aim to identify the root causes of environmental harm and non-compliance with water companies to prevent it from occurring in the first place.

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5 comments

  1. Comment by PAUL JEROME posted on

    Whilst I am pleased that you are able to secure fines for the treasury or charities from polluters, it is far, far more important that you actually ensure that future incidents are reduced to isolated cases. It seems to me that the large water /sewerage treatment companies are running roughshod over the system, and think they can justify polluting our rivers and lakes just because of their lack of investment in infrastructure over many years, despite their huge profits and excessive payments to shareholders and CEOs etc. We anglers actually see reports of these ongoing discharges and nothing seems to happen to change things. Our good friend Feargal Sharkey seems to be the only voice that gets attention... when the River Test is regularly polluted and nothing happens, what chance for the rest of our waterways? The EA is the main direct link to anglers and the waterways, and yet your organisation is seen by many as a weak and toothless in the fight for clean water against the main culprits. Many of us think you need to sort your priorities and concentrate on saving our rivers.. if we have filthy rivers, you won't have any purpose for anglers, who provide a significant element of your income and are entitled to a fair service in return. I look forward to your response.

    Reply
  2. Comment by Ian Tearle posted on

    What about Lake Windermere?

    Reply
  3. Comment by terry Lambourne posted on

    It is about time, that you had the Power, to enforce Penalties, on Offenders.
    Many years ago, I did Report, an incdent of Polution, at Wootton Bassett Lake. Luckily, I was at the lake, with my dog, when the D.O.E. Team, arrived.
    They did NOT Know, that a stream, had been Piped,when the New Malmesbury Road, was being built. It turned out, that One of the New Houses, that had been constructed, on land, redundant, after the new road had been built, and the Original road, was Closed, had Plumbed, a Washing Machine, in to, the Piped Stream. Some of us Old Fogy`s, still have a Use.
    An 87 year Ancient Old Fart, My Daughter.

    Reply
  4. Comment by A jones posted on

    Very good focusing on the water companies,relatively easy to deal with compared to the many individuals contributing to agricultural pollution.Which makes up the majority of pollution to our waterways insidiously destroying low nutrient ecosystems, and contributing to the siltation that smothers the gravel reducing spawning efficiency for our fish and changing the invertebrate populations.

    Reply
  5. Comment by Tim Cobbett posted on

    I just want to reinforce the points made by other respondents i.e. the EA needs to have more teeth, it needs to take more pre-emptive action to avoid pollution happening in the first place, and agricultural pollution is just as much of a problem as sewage. I'd also cite invasive plants (e.g. hymalayan balsam, which undermines the banks and leads to gravels getting buried in mud) and animals (e.g. signal crayfish) as a environmental problem which cause significant problems on rivers.

    Reply

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